Kicked off a career within financial services in 2003, working as a producing broker and/or financial adviser at small independent, mid-tier, and large brokerage houses. Began managing the day-to-day operations of an independent broker-dealer in 2011, where I served as the CCO for more than six years. In 2015 we established an affiliated registered investment adviser. During the summer of 2018 I waded into the muddy waters of regulatory compliance consulting for investment and securities related entities. My greatest achievement in all of "this", is that somehow each partner or founder has become one of my best friends.

Over a decade of hands on experience across RIAs and broker-dealers has shaped a career rooted in back office operations and compliance, with experience spanning SEC examinations, audits, registrations, and compliance program development. After an early foundation with independent broker-dealers and consulting work across broker-dealers, investment banks, and RIAs, the focus now is on leading operations at Four Points Advisors.